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IA promises to fulfil dreams through stock market, Sebi cancels registration

Trade India Research was found to have violated several regulations under the IA norms

Madhya pradeshNeha guptaVijay nagarPradhumn agrawalExchange board of india sebiIa trade india researchIndia researchMoneyworld researchTrade india researchExchange boardTrade indiaAmbit capitalMangal city mallGumastha certificateSecurities and exchange board of indiaInvestment advisor regulations

IA exposes clients to risk of financial peril while charging exorbitant fee , fined Rs 35 lakh

The market regulator’s investigations revealed that the IA collected nearly Rs 1.95 crore from 748 clients between November 2, 2017, and April 30, 2019, and the order stated that the fee “appears to be unreasonably high”

Ashish jainMi research rsOmi researchNoticee mi researchExchange board of india sebiExchange boardSecurities and exchange board of indiaAa regulationsFutp regulationsSebi act

Oops! Investment Advisory tries to sell assured-return service to SEBI official, fined Rs 12 lakh

The advisory was found in violation of various regulations including PFUTP Regulations and the IA Regulations

Annh pexelsNational institute of securities marketInternational bankingExchange board of indiaExchange boardUnfair trade practices regulationsInvestment visorPraveen vermanCommodity professionalNational instituteSecurities marketSecurities and exchange board of indiaInvestment advisorAa regulationsFutp regulations

Oops! IA s sales exec tries to sell assured-return service to SEBI official; IA fined Rs 12 lakh

The advisory was found in violation of various regulations including PFUTP Regulations and the IA Regulations

Annh pexelsInternational bankingExchange board of indiaNational institute of securities marketExchange boardUnfair trade practices regulationsInvestment visorPraveen vermanCommodity professionalNational instituteSecurities marketSecurities and exchange board of indiaInvestment advisorAa regulationsFutp regulations

SEBI approaches Supreme Court against NDTV, Roys over July 2022 SAT order

The SAT reduced penalties levied by the SEBI on NDTV, Dr Prannoy Roy, Radhika Roy and RRPR Holding in a case of non-disclosure of a loan agreement.

New delhiPrannoy royRadhika roySupreme courtAdani groupHolding privateExchange board of indiaVishwapradhan commercial private limitedDelhi television limitedExchange boardNew delhi television limitedSecurities appellate tribunalDr prannoy royRadhika royRrpr holdingSecurities appellate tribunal

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