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The Financial Conduct Authority has imposed several restrictions on two advice firms over concerns about funds withdrawal. FCA also restricted access to the firms’ assets while it continues its investigation. ....
On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators. ....
The Financial Conduct Authority has restricted a small IFA firm from carrying out any regulated activities after it took £250,000 of unauthorised fees. ....