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The Financial Conduct Authority has imposed several restrictions on two advice firms over concerns about funds withdrawal. FCA also restricted access to the firms’ assets while it continues its investigation.
Good morning and welcome to your Morning Briefing for Wednesday 1 February, 2023. To get this in your inbox every morning click here. FCA action The Financial Conduct Authority has imposed several restrictions on two advice firms over concerns about “unauthorised” funds withdrawal. These apply to Nexus Independent