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FMA Issues Formal Warning To Vanguard

The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - hasissued a formal warning to Vanguard Investments Australia Limited (Vanguard), for failing to lodge a required notice on the New Zealand Companies Office Disclose Register. . ....

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FMA issues formal warning to Vanguard

FMA issues formal warning to Vanguard
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Business Scoop » FMA Warns Squirrel P2P Trustee Limited For Historic Custodian Breaches

Business Scoop provides news and views on Business and Markets from New Zealand ....

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New Zealand Financial Markets Authority Warns Squirrel P2P Trustee Limited For Historic Custodian Breaches

<p><span>The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko </span><span>has </span><a href="https://www.fma.govt.nz/assets/Enforcement/Warnings/Squirrel-P2P-Trustee-Limited-Warning-Dec-2021.pdf">formally warned Squirrel P2P Trustee Limited</a><span> for failing to carry out certain obligations as a custodian. The entity provides a custodial service for the peer-to-peer lending service of Squirrel Money Limited.</span></p> ....

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