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FMA Files Civil Proceedings Against Booster Investment Management Ltd And Individual Directors And Senior Managers

The proceedings allege breaches of the Financial Markets Conduct Act (FMCA) by BIML and the following directors and senior managers of BIML: Allan Yeo (director), Paul Foley (director), Brendon Doyle (former director), David Beattie (senior manager) .

FMA Publishes First Monitoring Insights Report Into Financial Advice Providers

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – today published its first monitoring report of the new financial advice regime.

FMA Underlines Importance Of Effective Liquidity Risk Management For Fund Managers

This guide updates and replaces the FMA’s 2020 Best practice guide for liquidity management and stress testing.

FMA Introduces New Standard Condition On Business Continuity And Technology Systems

FMA introduces new standard condition on business continuity and technology systems plus new process for reporting operational incidents The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – is introducing a new standard condition for .

FMA Warn Southern Cross Medical Care Society And Southern Cross Pet Insurance For Financial Markets Legislation Breaches

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has issued warnings to Southern Cross Medical Care Society (SCMCS) and Southern Cross Pet Insurance (SPCI) for failing to apply advertised discounts to each entities’ respective insurance .

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