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SEC: City National Rochdale To Pay More Than $30 Million For Undisclosed Conflicts Of Interest - Harmed Investors To Receive Amounts Recovered

<p><span>The Securities and Exchange Commission today announced that registered investment adviser City National Rochdale, LLC (CNR) has agreed to pay more than $30 million to settle charges that its undisclosed conflicts of interest defrauded current and prospective clients. The money CNR pays will be placed into an SEC Fair Fund for distribution to harmed investors.</span></p> ....

Melissa Hodgman , Elisabethm Grimm , Exchange Commission , City National Rochdale , Enforcement Division , Fair Fund , Associate Director , Investment Advisers Act ,

SEC Charges Puerto Rican Company and Managing Members with Fraud

The Securities and Exchange Commission today announced charges against Puerto Rico-based Back to Green Mining LLC and its two managing members, José Jiménez Cruz and Manuel Portalatin, for their participation in a fraudulent and unregistered offering in a purported "green" mining venture. ....

Puerto Rico , United States , Paulw Kisslinger , Manuel Portalatin , David Frohlich , Janm Folena , Elisabethm Grimm , Carolynm Welshhans , Michellei Bougdanos , Exchange Commission , Enforcement Division , United States District Court , Puerto Back To Green Mining , Puerto Rico Based Back , Green Mining , Associate Director , ப்வெர்டோ ரிக்கோ , ஒன்றுபட்டது மாநிலங்களில் , பரிமாற்றம் தரகு , அமலாக்கம் பிரிவு , ஒன்றுபட்டது மாநிலங்களில் மாவட்டம் நீதிமன்றம் , பச்சை சுரங்க , இணை இயக்குனர் , Corporate Crime , Financial Services , Mining Engineering ,

SEC Charges Puerto Rican Company And Managing Members With Fraud

SEC Charges Puerto Rican Company And Managing Members With Fraud
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Puerto Rico , United States , Paulw Kisslinger , Manuel Portalatin , David Frohlich , Janm Folena , Elisabethm Grimm , Carolynm Welshhans , Michellei Bougdanos , Exchange Commission , Enforcement Division , United States District Court , Puerto Back To Green Mining , Puerto Rico Based Back , Green Mining , Associate Director , ப்வெர்டோ ரிக்கோ , ஒன்றுபட்டது மாநிலங்களில் , பரிமாற்றம் தரகு , அமலாக்கம் பிரிவு , ஒன்றுபட்டது மாநிலங்களில் மாவட்டம் நீதிமன்றம் , பச்சை சுரங்க , இணை இயக்குனர் ,