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T-218 Until T+1: Considerations for Investment Advisers | K&L Gates LLP

On 28 May 2024, the settlement period for substantially all transactions in US markets will be reduced by one day, from two business days after the trade date (T+2) to one business day. ....

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Trade Date Investment Advisers Considerations

Trade Date Investment Advisers Considerations
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SEC Removes ESG From 2024 Audit Priorities, Is ESG Faltering?

When the SEC released their 2024 examination priorities, many were surprised and concerned that ESG did not make the list for the first time since first added in 2021. ....

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SEC Division of Examinations Announces 2024 Priorities

SEC Division of Examinations Announces 2024 Priorities
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SEC.gov | SEC Division of Examinations Announces 2024 Priorities

SEC.gov | SEC Division of Examinations Announces 2024 Priorities
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