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NASAA Report on BD Compliance With Reg BI: Finds Progress, but Specifies Work To Be Done | Carlton Fields

A September report of the North American Securities Administrators Association (NASAA) on broker-dealer compliance with the SEC’s Regulation Best Interest (Reg BI) finds. ....

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SEC Examination Priorities for 2024 | Harris Beach PLLC

The United States Securities and Exchange Commission’s Division of Examinations announced its examination priorities for fiscal year 2024 on October 16, 2023. The timing of the. ....

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Regulation BI: Key Perspectives from Recent Report by State Regulators | Bressler, Amery & Ross, P.C.

The North American Securities Administrators Association (NASAA) recently released a report prepared by its Broker-Dealer Section Committee (Committee) presenting the findings of Phase. ....

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Lexston announces change of Auditor

(via TheNewswire)

Vancouver, British Columbia –TheNewswire -June 28, 2023 -Lexston Life Sciences Corp. (the“Company”) (CSE:LEXT) (OTC:LEXTF) announced today that its board of directors has approved a change of the Company’s . ....

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Lexston Life Sciences : June 28, 2023 change of auditors

For Immediate Release

Lexston announces change of Auditor

Vancouver, British Columbia, June 28, 2023. Lexston Life Sciences Corp. (the "Company") (CSE: LEXT) (OTC: LEXTF) announced toda. ....

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