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SEC Adopts Amendments to Expand the Requirements of Regulation S-P for Registered Investment Advisers and Broker-Dealers | Dorsey & Whitney LLP

SEC Adopts Amendments to Expand the Requirements of Regulation S-P for Registered Investment Advisers and Broker-Dealers | Dorsey & Whitney LLP
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Incident Response Program , Securities Exchange , Dorsey Whitney , Oversight Of Service Providers , Regulations P , Covered Institution , Social Security , Covered Institutions , Federal Register , Securities Exchange Act ,

United States - Security - SEC Adopts Cybersecurity-Related Amendments To Regulation S-P For Market Participants

Fourteen months after it proposed cybersecurity-related requirements for certain market intermediaries, the SEC has now adopted them, formally requiring such covered entities. ....

Cyber Incident Reporting , Critical Infrastructure Act , Covered Institution , Attorney General , Federal Register ,