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Investment Management Update - December 2022

Covering legal developments and regulatory news for funds, their advisers, and industry participants for the quarter ended June 30, 2022… ....

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SEC Finalizes Expanded Proxy Voting Reporting and New Say-On-Pay Reporting Requirements | K&L Gates LLP

On 2 November 2022, by a vote of 3-2 (with Commissioners Hester Peirce and Mark Uyeda objecting), the Securities and Exchange Commission (SEC) adopted, substantially as proposed in. ....

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SEC Changes Form 13F Content And Confidential Treatment Requests

The SEC has adopted amended rules to the content and presentation of the information an investment manager must report on Form 13F. The amendments also introduce a new electronic filing requirement for Section 13F confidential treatment requests effective January 3, 2022. ....

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SEC Adopts Amendments to Form 13F | Latham & Watkins LLP

Changes include switching from paper to electronic filing requirement for confidential treatment requests. On June 23, 2022, the Securities and Exchange Commission (SEC) adopted certain. ....

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Ropes & Gray's Investment Management Update October – November 2021 - Finance and Banking

The following summarizes a number of recent legal developments of note affecting the mutual fund/investment management industry. ....

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