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Financial Standard provides trade news and education for superannuation trustees, financial planners, industry professionals and investment managers. ....

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Bankers – shape up or ship out, says UBS compliance head

Tough approach comes as ECB prepares new guidance on conduct risk for 2024 release ....

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Banks clamp down on pre-hedging over manipulation fears

Front-running concerns could leave market more exposed to liquidity risk Building a position in advance of a client order can help minimise market impact and keep costs down – or protect a dealer at its customer’s expense. Fearing a backlash, banks are now clamping down ....

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Op risk data: Aussie insurers caught out in chronic pricing misconduct

Also: JP Morgan settles Epstein lawsuit; US in crypto clampdown. Data by ORX News ....

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Clients versus compliance: banks hung up over WhatsApp fines

Most opt for outright ban, but some seek technological solutions to monitor private messaging ....

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