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A Top Mutual Fund Executive Made Millions for Himself Trading the Same Stocks His Giant Fund Dodge & Cox Was Trading

Confidential IRS data reveals that David Hoeft, chief investment officer of mutual fund giant Dodge & Cox, was one of many investment managers who bought and sold the same stocks their company was trading. ....

David Hoeft , Charles Pohl , Dodge Cox Group , Exchange Commission , Fund Or Client Account , Client Account , Reportable Security , Ecox Group , Mutual Fund Returns , Ank Fixed Deposits , Nvestor Returns , Ortfolio Allocation ,

As SEBI expands, a look at what it entails in terms of consistency and growth

As SEBI expands, a look at what it entails in terms of consistency and growth
financialexpress.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financialexpress.com Daily Mail and Mail on Sunday newspapers.

Andhra Pradesh , Santosh Paul , National Company Law Tribunal , Exchange Board Of India , Judicial Members , Adjudicating Authority , Anand Rathi Share , Stock Brokers , Nirmal Bang Securities Private , Systematix Shares , Client Account , Securities Contracts Regulation Act , Exchange Board ,

Reverse Churning Could Be a Financial Advisor's Nightmare. Here's Why

Reverse churning is the practice of charging a flat fee for idle accounts. It is a form of fraud since in doing so you are breaching a fiduciary duty to your client, who would be better served with a per-transaction fee structure. It can cost your firm its money, its clients and potentially even its […] The post Why Financial Advisors Must Avoid Reverse Churning appeared first on SmartReads by SmartAsset. ....

Burr Forman , Exchange Commission , Financial Industry Regulatory Authority , Cornell Legal Information Institute , Securities Exchange , Legal Information Institute , Securities Exchange Act , Client Account , Fee Structure , Everse Churning , Flat Fee ,