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Nutter Securities Enforcement Update: March 1, 2024 | Nutter McClennen & Fish LLP

The Nutter Securities Enforcement Update is a periodic update of noteworthy recent securities enforcement activity, settlements, decisions, and charges. We provide brief summaries that.

United statesNew yorkUnited kingdomPalm beachSouth africaDavid schottensteinChristian fernandezEdwardf hackertDavid bodnerClairep shaughnessyVan eckShanchun huangMatter of clark schaefer hackett coInvestment advisers companiesMatter of morgan stanley coMorgan stanley co

SEC Settles With Aon Over PSERS Calculation

The SEC announced settled charges against Aon Investments USA Inc. and the firm’s former partner, Claire P. Shaughnessy, for misleading their client, the Pennsylvania Public School Employees’ Retirement System (PSERS), about the reason for a discrepancy between two different calculations by Aon of PSERS’s investment returns for the same period. The SEC’s orders find that…

United statesClairep shaughnessyAon investments united states incPennsylvania public school employee retirement systemAon investments united states

Aon to pay $1 5 million to settle SEC charges for misleading PennPSERS

Aon to pay $1 5 million to settle SEC charges for misleading PennPSERS
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United statesClaire shaughnessyPennsylvania public school employee retirement systemAon investments united states

Securities & Exchange Commission closes its investigation into PSERS

Securities & Exchange Commission closes its investigation into PSERS
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United statesAon investments united states incSecurities exchange commissionPennsylvania public school employee retirement systemUs department of justiceExchange commissionChairperson richard vagueAon investments united states

SEC fines investment adviser Aon over a PSERS report that exaggerated profits

SEC fines investment adviser Aon over a PSERS report that exaggerated profits
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United statesClairep shaughnessyJoe torsellaPennsylvania public school employee retirement systemExchange commissionAon investments united states incAon investments united statesFinance abuse unitTreasurer joe torsellaRichard vaguePhiladelphia common pleas