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Ropes & Gray's Investment Management Update June – July 2023 - Wealth & Asset Management

The following summarizes recent legal developments of note affecting the mutual fund/investment management industry. ....

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Digital Assets Discussion: Consequences Of The Proposed Safeguarding Rule For Crypto Asset Custody (Podcast) - Wealth & Asset Management

On this Ropes & Gray podcast, asset management attorneys Melissa Bender and Charlie Humphreville discuss the SEC's proposed amendments to Rule 206(4)-2 under the Investment Advisers Act of 1940. ....

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Lawmakers want SEC to clarify how brokers can hold digital securities

Lawmakers want SEC to clarify how brokers can hold digital securities
The lack of guidance on custody is slowing the adoption of cryptographically based assets, experts say
December 10, 2020
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A bipartisan group of lawmakers is calling on the Securities and Exchange Commission to clarify how broker-dealers can hold digital securities.
In a letter Wednesday to SEC Chairman Jay Clayton, nine members of the House of Representatives said the agency should develop requirements necessary for brokers to custody securities issued on blockchain or distributed ledgers, such as virtual currency, coins and tokens.
They noted that in July, the Office of the Comptroller of the Currency clarified that banks can provide custody of such cryptographic assets. They added that the SEC and the Financial Industry Regulatory Authority Inc. last year issued a joint statement on digital assets but haven’t set out custody policies, which has left B-D ....

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