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LPC v SQE, dynamic competition and the Funds and Investment Management Update

LPC v SQE, dynamic competition and the Funds and Investment Management Update
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Ropes & Gray s Investment Management Update October – November 2023 - Investment Strategy

The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.

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Ropes & Gray s Investment Management Update August – September 2023 - Fund Finance

The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.

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Ropes & Gray s Investment Management Update June – July 2023 - Wealth & Asset Management

The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.

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SEC Risk Alert Spells Out the Agency s Expectations for Investment Advisers as New Marketing Rule Takes Effect | Skadden, Arps, Slate, Meagher & Flom LLP

As we noted in the October 2022 edition of our Investment Management Update, on September 19, 2022, the U.S. Securities and Exchange Commission’s (SEC’s) Division of Examinations.

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