ASIC has reminded advisers that their registration requirements are an ongoing obligation, having met the first deadline on 16 February, and highlighted when a registration may cease.
Despite the February 1 deadline fast approaching, the Financial Advice Association Australia (FAAA) says there s close to 6000 financial advisers who are still not registered with ASIC.
ASIC Urges AFS Licensees To Register Their Financial Advisers And Provides A Short Extension To Facilitate Compliance mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.
Almost 6,000 financial advisers have just two weeks to register with ASIC if they wish to continue to provide advice with the FAAA warning “a lot is at stake” if they remain unregistered.
The FAAA has cautioned that some 6,000 advisers are yet to register with ASIC under a new obligation. In a statement on Wednesday, the Financial Advice Association Australia (FAAA) said nearly 6,000 f