Benjaminj Rankin News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Stay updated with breaking news from Benjaminj rankin. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.

Top News In Benjaminj Rankin Today - Breaking & Trending Today

CFTC Orders Four Financial Institutions To Pay Total Of $260 Million For Recordkeeping And Supervision Failures For Widespread Use Of Unapproved Communication Methods

CFTC Orders Four Financial Institutions To Pay Total Of $260 Million For Recordkeeping And Supervision Failures For Widespread Use Of Unapproved Communication Methods
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

Trevor Kokal , Meredith Borner , Devin Cain , Benjaminj Rankin , Jake Mermelstein , James Wheaton , Lenel Hickson Jr , Manalm Sultan , Jack Murphy , Ian Mcginley , Wells Fargo Bank , Exchange Commission , Paribas Securities Corp , Division Of Enforcement , Sg Americas Securities , Commodity Futures Trading Commission , Wells Fargo Securities , Securities Corp , Enforcement Ian , Alejandra De Urioste , Lenel Hickson ,

CFTC Orders 11 Financial Institutions To Pay Over $710 Million For Recordkeeping And Supervision Failures For Widespread Use Of Unapproved Communication Methods - Registered Swap Dealers And Fcms Admit Use Of Texts, Whatsapp And Other Unapproved Methods To Conduct Business

<p><span>The Commodity Futures Trading Commission today issued orders simultaneously filing and settling charges against swap dealer and futures commission merchant (FCM) affiliates of 11 financial institutions for failing to maintain, preserve, or produce records that were required to be kept under CFTC recordkeeping requirements, and failing to diligently supervise matters related to their businesses as CFTC registrants.</span></p> ....

United States , Rostin Behnam , Gretchen Lowe , Benjaminj Rankin , Manalm Sultan , Jake Mermelstein , Jack Murphy , Devin Cain , Candice Aloisi , Gabriella Geanuleas , Trevor Kokal , James Wheaton , Lenel Hickson Jr , Barclays Capital Inc , Fenner Smith Incorporated , Citigroup Energy Inc , Financial Services Inc , Credit Suisse Securities United States , Morgan Stanley Bank , America Bank , Nomura International , Commodity Futures Trading Commission , Jefferies Financial Services Inc , Cantor Fitzgerald Co , Nomura Securities International Inc , Bofa Securities Inc ,

Statement Of CFTC Commissioner Kristin N. Johnson Regarding CFTC Orders For $700 Million Penalty Against Bank-Affiliated Entities For Offline Communications

<p><span>Today, the Commodity Futures Trading Commission (CFTC or Commission) issued a series of orders settling charges against swap dealers and affiliated futures commission merchants</span><a href="https://www.cftc.gov/PressRoom/SpeechesTestimony/johnsonstatement092722# ftn1">[1]</a><span> (Bank-Affiliated Entities) for failing to maintain, preserve, and produce records in compliance with CFTC recordkeeping requirements and for failing to diligently supervise matters related to their businesses as CFTC registrants. These orders require market participants who failed to meet legal and compliance obligations under the Commodity Exchange Act (CEA) and CFTC regulations to pay over $700 million in civil monetary penalties collectively and to implement immediate and effective remediation measures to ensure appropriate recordkeeping and supervision.</span></p> ....

United States , Jack Murphy , Manal Sultan , Benjaminj Rankin , Devin Cain , Jake Mermelstein , James Wheaton , Lenel Hickson Jr , Barclays Capital Inc , Fenner Smith Incorporated , Citigroup Energy Inc , Sachs Co , Division Of Enforcement , Financial Services Inc , Credit Suisse Securities United States , Morgan Stanley Bank , Nomura International , Commodity Futures Trading Commission , Nomura Securities International Inc , Bofa Securities Inc , Credit Suisse International , Morgan Stanley Co , Nomura Global Financial Products Inc , Morgan Stanley Capital Services , Merrill Lynch , Deutsche Bank Securities Inc ,

CFTC Orders Texas Commodity Trading Advisor To Pay $200,000 For Failing To Register As A Swap Execution Facility

<p><span>The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against </span><span>Asset Risk Management, LLC</span><span> (ARM), a registered Commodity Trading Advisor headquartered in Houston, Texas, for failing to register as a swap execution facility (SEF). The order requires ARM to pay a $200,000 civil monetary penalty and to cease and desist from any further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged.</span></p> ....

United States , Gretchen Lowe , Benjaminj Rankin , Manalm Sultan , Nancy Markowitz , David Acevedo , Pamela Geraghty , Matthew Jones , Trevor Kokal , Lenel Hickson Jr , Division Of Enforcement , Market Participants Division , Asset Risk Management , Commodity Futures Trading Commission , Division Of Market Oversight , Customer Protection Fund , Whistleblower Office , Commodity Exchange Act , Commodity Trading Advisor , Acting Director , Enforcement Gretchen , Lenel Hickson , Jonathan Lave , Market Oversight , Amanda Olear , Market Participants ,

CFTC Orders Texas Commodity Trading Advisor to Pay $200,000 for Failing to Register as a Swap Execution Facility

CFTC Orders Texas Commodity Trading Advisor to Pay $200,000 for Failing to Register as a Swap Execution Facility
cftc.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from cftc.gov Daily Mail and Mail on Sunday newspapers.

United States , Gretchen Lowe , Benjaminj Rankin , Manalm Sultan , Nancy Markowitz , David Acevedo , Pamela Geraghty , Matthew Jones , Trevor Kokal , Lenel Hickson Jr , Division Of Enforcement , Market Participants Division , Asset Risk Management , Commodity Futures Trading Commission , Division Of Market Oversight , Customer Protection Fund , Whistleblower Office , Commodity Exchange Act , Commodity Trading Advisor , Acting Director , Enforcement Gretchen , Lenel Hickson , Jonathan Lave , Market Oversight , Amanda Olear , Market Participants ,