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Nutter Securities Enforcement Update: March 1, 2024 | Nutter McClennen & Fish LLP

The Nutter Securities Enforcement Update is a periodic update of noteworthy recent securities enforcement activity, settlements, decisions, and charges. We provide brief summaries that.

United statesNew yorkUnited kingdomPalm beachSouth africaDavid schottensteinChristian fernandezEdwardf hackertDavid bodnerClairep shaughnessyVan eckShanchun huangMatter of clark schaefer hackett coInvestment advisers companiesMatter of morgan stanley coMorgan stanley co

Nutter Securities Enforcement Update: January 1, 2024 | Nutter McClennen & Fish LLP

The Nutter Securities Enforcement Update is a periodic summary of noteworthy recent securities enforcement activity, settlements, decisions, and charges.

United statesNew jerseyAndrew komarowKirill chumenkoAndrewm komarowTroy murrayFrank baronePirrello jrMarc wexlerExchange act sectionsInvestment advisers companiesInvestment company act sectionMatter of credit suisse securities united statesCanafarma hemp products corpMatter of brooge energyCodesmart holdings inc

Nutter Securities Enforcement Update: March 1, 2023 | Nutter McClennen & Fish LLP

The Nutter Securities Enforcement Update is a periodic summary of noteworthy recent securities enforcement activity, settlements, decisions, and charges.

United statesAnnetta budhuAlanj markowitzStevenj susoeffPaul pierceJesus christHedge asset managementMatter of ensign peak advisors incExchange act sectionsMatter of activision blizzard incDatatex investment services incEastman kodakExchange act sectionPayward trading ltdCommission itArias intel corp

Nutter Securities Enforcement Update: April 1, 2023 | Nutter McClennen & Fish LLP

The Nutter Securities Enforcement Update is a periodic summary of noteworthy recent securities enforcement activity, settlements, decisions, and charges.

United statesNew yorkMei guoRyanr rileyScott treaseDaniel kaplanWilliam jeChristopher matthaeiKevinj kaneImran parekhWengui guoKevin kangAdams kaplanTerrens peizerChi ngokTerren peizer

Nutter Securities Enforcement Update: May 1, 2023 | Nutter McClennen & Fish LLP

The Nutter Securities Enforcement Update is a periodic summary of noteworthy recent securities enforcement activity, settlements, decisions, and charges.

United statesHyeong kwonCharlie javiceBrian petersonAtrak hamazaspyanNicholas murphyJames fittsAnthony melchiorreMerrill lynchCodesmart holdings incBeaxy digital ltdMatter of bettermentSaexploration holdingsExchange act sectionSaexploration holdings incHamazaspyan under exchange act section

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