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JSCC presses for US client clearing exemption

JSCC presses for US client clearing exemption
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SEC Final Rules and the Impact on Canadian Advisers

The Securities and Exchange Commission the SEC adopted new and somewhat controversial rules and rule amendments the Final Rules under the U.S. Investment Advisers Act of 1940 the Act in the fall of 2023 that impact the regulation of private fund advisers Advisers. Under the Final Rules, Advisers registered under the Act will have increased compliance burdens and requirements regarding transparency to investors. The Final Rules also create additional prohibitions on all Advisers operating in the United States in relation to specified activities. ....

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SEC Final Rules and the Impact on Canadian Advisers | Bennett Jones LLP

The Securities and Exchange Commission (the SEC) adopted new and somewhat controversial rules and rule amendments (the Final Rules) under the U.S. Investment Advisers Act of 1940 (the. ....

Canada , United-states , Canadian , Exchange-commission , Bennett-jones , Investment-management-association , Us-circuit-court , National-venture-capital-association , National-association-of-private-fund-managers , Final-rules , Advisers-act

DwellFi Joins AIMA to Support Innovation and Adoption of AI and Blockchain ...

DwellFi Joins AIMA to Support Innovation and Adoption of AI and Blockchain ...
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Scott Chan Named CalSTRS' New CIO | Chief Investment Officer

Scott Chan Named CalSTRS' New CIO | Chief Investment Officer
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Sacramento-county , California , United-states , Michelle-cunningham , Cassandra-lichnock , Scott-chan , Chris-ailman , Financial-research , Milken-institute-executive-counsel-for-diversity , University-of-california-board-regents , Investment-management-association , Investment-diversity-exchange