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SEC Asked to Extend Comment Period on Predictive Data

SEC Asked to Extend Comment Period on Predictive Data
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United-states
American
Jennifer-han
Financial-markets-association
Retirement-institute
National-association-of-investment-companies
American-council-of-life-insurers
Investment-adviser-association
National-association-of-insurance
Funds-association
Financial-services-institute
Head-of-global-regulatory-affairs

SEC Proposes Rule On Outsourcing By Investment Advisers - Securities

On October 26, 2022, the Securities and Exchange Commission ("SEC") proposed Rule 206(4)-11, a new rule ("Proposed Rule") under the Investment Advisers Act of 1940 ("Advisers Act") that .

Karen-barr
Gary-gensler
Exchange-commission
Service-provider
A-service-provider
Service-providers-in-form
Service-providers
Oversight-of-service-providers
Adviser-association
Advisers-act
Proposed-rule
Chair-gary-gensler

'I've lived and breathed this stuff': Levy hits back at QAR appointment criticism

Ms Levy appeared on this week s ifa Show podcast. Michelle Levy has hit back at criticism of her appointment as reviewer of the Quality of Advice Review (QAR) during an appearance on the ifa Show podc

Neil-griffiths
Adviser-association
Association-of-financial-advisers
Michelle-levy
Advice-review
Financial-advisers
Deputy-editor
Lived
Breathed
Stuff
Levy
Its

TAA confirms merger

The Adviser Association has confirmed a merger. The Authorised Representatives Association (ARA) will merge with the Adviser Association (TAA), after its members voted to close the 40-year-old associ

Australia
Canberra
Australian-capital-territory
Maja-garaca-djurdjevic
Phil-anderson
Neil-macdonald
Representatives-association
Financial-planning-association-of-australia
Adviser-association
Association-of-financial-advisers
Authorised-representatives-association
Financial-planning-association

Jones says he is 'pleased' with QAR progress following meeting with Levy

Stephen Jones has reiterated his commitment to ensuring Australians have access to affordable financial advice following a meeting with Michelle Levy. The minister for financial services has backed t

Australia
Australians
Maja-garaca-djurdjevic
Associations-working-group
Adviser-association
Association-of-financial-advisers
Advice-review
Financial-advisers
Joint-associations-working-group
Jones
Pleased
Ear

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