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SEC Proposes Rule On Outsourcing By Investment Advisers - Securities : comparemela.com
SEC Proposes Rule On Outsourcing By Investment Advisers - Securities
On October 26, 2022, the Securities and Exchange Commission ("SEC") proposed Rule 206(4)-11, a new rule ("Proposed Rule") under the Investment Advisers Act of 1940 ("Advisers Act") that ...
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