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federalregister.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from federalregister.gov Daily Mail and Mail on Sunday newspapers.

District Of Columbia , United States , Virgin Islands , Puerto Rico , Leah Mesfin , Futuresend Partstart , J Matthew Delesdernier , Nina Kostyukovsky , Adam Wendell , John Guidroz , Russell Mancuso , Dave Sanchez , Adam Allogramento , Michaele Coe , Stephanie Park , Matthew Lee , Randallw Roy , Moshe Rothman , Data Repository , Exchange Commission , Commission On Form , Exchange Act Rule , Office Of Information , Foia Pa Services , Party Service Providers , Office Of Management ,

Statement On Enhanced Cybersecurity or Market Entities, SEC Chair Gary Gensler, March 15, 2023

<p><span>Today, the Commission is considering a proposal on cybersecurity practices for broker-dealers, clearinghouses, and other market entities. I am pleased to support this proposal because, if adopted, it would set standards for these market entities’ cybersecurity practices.</span></p> ....

Steve Benham , Moshe Rothman , Ed Schellhorn , Greg Scopino , David Hsu , Lauren Moore , Jon Balcom , Kevin Schopp , Carrie Obrien , Jessica Wachter , Oliver Richard , Heidi Pilpel , Roman Ivanchenko , Matthew Lee , Haoxiang Zhu , Wei Liu , Alexis Hall , Laura Compton , Rachel Kuo , Randall Roy , Jennifer Colihan , Dan Dewaal , Ronesha Butler , Leah Mesfin , David Saltiel , James Scobey ,

MIL-OSI USA: Statement on Best Execution Proposal | ForeignAffairs.co.nz

MIL-OSI USA: Statement on Best Execution Proposal | ForeignAffairs.co.nz
foreignaffairs.co.nz - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from foreignaffairs.co.nz Daily Mail and Mail on Sunday newspapers.

Michael Walz , Thomas Shohfi , Lauren Moore , Charles Woodworth , Tracey Hardin , Jonathan Max Warner , Carrie Obrien , Constance Kiggins , Amy Scully , Ian Dattner , Jessica Wachter , Oliver Richard , Daniel Staroselsky , Qiyu Liu , Laura Tuttle , Haoxiang Zhu , Jennifer Colihan , Tinaves Kettig , Patti Vegella , Cynthia Ginsberg , Marc Mehrespand , Ronesha Butler , David Saltiel , Katherine Monahan , Richard Schwinn , Dan Berkowitz ,

Statement On Best Execution Proposal, SEC Chair Gary Gensler, Dec. 14, 2022

<p><span>Today, the Commission will consider a proposal to establish a Commission rule setting forth a best execution standard and accompanying framework for broker-dealers. I am pleased to support this proposal because, if adopted, it would help ensure that brokers have policies and procedures in place to uphold one of their most important obligations: to seek best execution when trading securities, whether equities, fixed income, options, crypto security tokens, or other securities.</span></p> ....

Michael Walz , Thomas Shohfi , Lauren Moore , Charles Woodworth , Tracey Hardin , Jonathan Max Warner , Carrie Obrien , Constance Kiggins , Amy Scully , Ian Dattner , Jessica Wachter , Oliver Richard , Daniel Staroselsky , Qiyu Liu , Laura Tuttle , Haoxiang Zhu , Jennifer Colihan , Tinaves Kettig , Patti Vegella , Cynthia Ginsberg , Marc Mehrespand , Ronesha Butler , David Saltiel , Katherine Monahan , Richard Schwinn , Dan Berkowitz ,

Statement On The Fixed Income Market Structure Advisory Committee, SEC Chairman Jay Clayton, Dec. 21, 2020

Statement On The Fixed Income Market Structure Advisory Committee, SEC Chairman Jay Clayton, Dec. 21, 2020
Date
21/12/2020
Today, the Division of Trading and Markets released its staff report on the Fixed Income Market Structure Advisory Committee’s work over the past year. I would like to sincerely thank the Committee members and the SEC staff for their hard work and very meaningful contributions to the Commission.
As is evident from each of the annual staff reports on the Committee’s work,[1] the Committee’s esteemed members have made tremendous efforts in advising the Commission on fixed income market structure over the past three years. The Committee has held 11 meetings and made 16 pragmatic, investor-focused recommendations, and its members have participated in countless subcommittee meetings. I sincerely appreciate the Committee’s thoughtful consideration of a broad range of topics, and I am pleased to say that the Commission staff and th ....

John Roeser , Jessica Shin , Annemarie Ettinger , Rolaine Bancroft , Dave Shillman , Rebecca Olsen , Ahmed Abonamah , Ted Uliassi , David Dimitrious , Michael Heaney , Paul Cellupica , Steven Despres , Brett Redfearn , Andrea Orr , Ben Bernstein , Christian Broadbent , Justin Pica , Elizabeth Baird , Jessica Kane , Adam Allogramento , Ruben Navarro , Diana Knyazeva , Adam Wendell , Amy Edwards , Office Of Municipal Securities , Office Of Credit Ratings ,