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SEC Adopts Rules Expanding the Definitions of "Dealer" and "
SEC Adopts Rules Expanding the Definitions of "Dealer" and "
SEC Adopts Rules Expanding the Definitions of "Dealer" and "Government Securities Dealer" | Seward & Kissel LLP
On February 6, 2024, the Securities and Exchange Commission (the “SEC”) adopted amendments to the definitions of “dealer” and “government securities dealer” that would subject certain...
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