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ASIC bans adviser for disregarding client circumstances : co

ASIC bans adviser for disregarding client circumstances


— 1 minute read
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John Buckley
A
A
ASIC has banned Hannah Jennings of Hobart, Tasmania, from providing financial services, carrying on a financial services business, and controlling an entity that carries on a financial services business for four years, effective from 1 April.
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Ms Jennings was found to have failed to act in the best interests of her clients by providing advice that fell afoul of the personal circumstances of her clients.

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