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Sequoia cautions on short-term performance

Sequoia has detailed multiple “abnormal items” which have led to the firm cautioning on its short-term performance and considering consolidating its AFS licenses. ....

New South Wales , Licensee Services , Australian Securities Exchange , Interprac Financial , Interprac Financial Planning ,

Adviser who faked signatures sentenced in court

Former Adelaide-based financial adviser Tai Thanh Nguyen has pleaded guilty to two counts of falsifying company books. ....

Tai Thanh Nguyen , Adviser Services , Former Adelaide Based , Interprac Financial , Magistrate Nitschke , Commonwealth Director , Public Prosecutions ,

Former Synchron manager to join licensee

The move has been confirmed. Sequoia Financial Group has announced the appointment of former Synchron compliance general manager, Phil Osborne, to the role of head of Libertas Financial Planning. The ....

Garry Crole , Mark Euvrard , Neil Griffiths , Phil Osborne , Advisers Network , Hillross Financial Services , National Practice , Sequoia Financial Group , Libertas Financial , Lifestyle Asset Management , Interprac Financial , Investment Committees , National Practice Manager , Deputy Editor ,

Former Synchron manager to head Sequoia-owned licensee

The move has been confirmed. Sequioa Financial Group has announced the appointment of former Synchron compliance general manager, Phil Osborne, to the role of head of Libertas Financial Planning. The ....

Garry Crole , Mark Euvrard , Neil Griffiths , Phil Osborne , Advisers Network , Hillross Financial Services , National Practice , Sequoia Financial Group , Libertas Financial , Lifestyle Asset Management , Interprac Financial , Investment Committees , National Practice Manager , Deputy Editor ,

Former adviser charged over faked books

A former financial adviser has been charged with seven counts of alleged falsification of company books following an ASIC investigation. ....

South Australia , Tai Thanh Nguyen , Adviser Services , Adelaide Magistrates Court , Interprac Financial Planning , Financial Wealth , Interprac Financial , Danielle Press ,