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ASIC slaps extended ban on collapsed firm’s managing director ASIC slaps extended ban on collapsed firm’s managing director The corporate regulator has used its enhanced banning powers to restrict the former head of a collapsed asset manager from financial services in any capacity. A A Robert Marie, the ex-managing director and responsible manager of Theta Asset Management has received the ban. He has also been banned from controlling an entity that carries on a financial services business and from performing any function involved in the carrying on of a financial services business in any capacity. Theta Asset Management, which is now in liquidation, is the responsible entity of the Sterling Income Trust (SIT). The registered managed investment scheme was placed into external administration in 2019.

Robert marieSterling groupSterling income trustFinancial sector reform hayne royal commission responseTheta asset managementAsset managementCorporations actstemmingProduct disclosure statementsFederal courtFinancial sector reformHayne royal commission responseStronger regulatorsFinancial advisers registerDisqualified personsராபர்ட் மேரிஸ்டெர்லிங் குழு