Chicago, Ill. (August 18, 2021) - In 2008, Illinois became the first state to regulate the collection and storage of biometric information amidst the advent of pay-by-touch technologies.
The SEC alleged that, within minutes of receiving the information, the executive used his work computer to purchase out-of-the-money, short-term stock options in a peer company.
In light of the sudden changes in the crypto mining situation in Kazakhstan with the restrictions on Bitcoin computational processes by the Chinese government.
The Financial Industry Regulatory Authority (FINRA) recently issued a Regulatory Notice (Notice) reminding firms of their obligations with respect to best execution and payment for order flow.
On July 7, the SEC Asset Management Advisory Committee adopted recommendations developed by the Environmental, Social and Governance Subcommittee related to ESG disclosure by registered issuers (the Recommendations).