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FINRA Clarifies Guidance On Best Execution And Payment For Order Flow - Finance and Banking
The Financial Industry Regulatory Authority (FINRA) recently issued a Regulatory Notice (Notice) reminding firms of their obligations with respect to best execution and payment for order flow.
Securities exchange
Financial industry regulatory authority
Regulatory notice
Best execution
Securities exchange act
Exchange act
Best execution obligations
Fixed income
Finra clarifies guidance on best execution and payment for order flow
Corporate commercial law
Corporate and company law
Finance and banking
Financial services
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