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Securities and Markets regulatory news, July 2021 #3 | Hogan Lovells

To embed, copy and paste the code into your website or blog: Recent UK and EU regulatory developments of interest to financial institutions and markets, including updates on UK MiFIR, EU MAR, SSR, EMIR, MiFIR and MiFID. Also check our supplementary Financial institutions general regulatory news of broader application in the Related Materials links. Contents UK EMIR: FCA update on reporting LIBOR transition modifications UK MiFIR: FCA statement on supervision of commodity position limits UK MiFIR: FCA consults on LIBOR transition and derivatives trading obligation UK MiFIR: FCA update on data reporting and LIBOR transition BMR: LIBOR removed from list of critical benchmarks

Setting Up A MiFID Firm In Ireland - Tax

Full Ownership structure chart; Pre-Approval Controlled Functions for board members and senior staff, including whether these individuals have previously been approved by the CBI (Board and Senior Management); Number of FTE employees, whether any are shared with other group entities; and Staff Organisational Chart with reporting lines. 7 Regulatory capital, own Funds Requirements, and Operational funding levels; Turnover (total income/revenue generated) for first 3 years; Profitability; and Sources of Regulatory and Share Capital/Funding. The KFD must clearly and precisely address each point. The CBI will review the completed KFD and revert to the applicant firm in writing with any comments. If the KFD does not contain, or is

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