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Recent regulatory developments of interest to financial institutions and markets. Also check our Financial institutions general regulatory news of broader application in the Related Materials links.
Contents
UK Listing Review report
COVID-19: MiFID quick fix
Transparency Directive: ESMA proposes improvements after the Wirecard case
EU Crowdfunding Regulation: ESMA consults on draft technical standards
EU Securitisation Regulation: ESMA updates documents
SRB Banking Union resolution dossier for FMIs
IOSCO 2021-2022 work programme
Brexit and Debt Capital Markets transactions: some practical perspectives
Following the end of the Brexit transition period, debt capital markets participants may now need to consider both EU rules and the parallel UK rules for EU and UK transactions, particularly those that are cross-border. Although UK rules currently largely follow the EU rules (as these were onshored wholesale), t
26 February
The Financial Conduct Authority (“
FCA”) published Handbook Notice 85, which sets out changes to the FCA Handbook made by the FCA Board on 25 February 2021.
The Financial Action Task Force (“
FATF”) published a document setting out the outcomes from its plenary meeting on 22, 24 and 25 February 2021.
The FCA published a report on its review of product governance in a sample of asset management firms.
The European Securities and Markets Authority (“
ESMA”) issued a press release announcing the publication of revised version of its Q&As on the EU Securitisation Regulation.
ESMA published a consultation paper on draft technical standards under the Regulation on European crowdfunding service providers for business ((EU) 2020/1503) (“
<h2><span style="font-size: small;">Introduction</span></h2>
<p><span style="font-size: small;">It is with great pleasure that I welcome you to the third conference on central counterparty (CCP) risk management, organised by the ECB together with the Deutsche Bundesbank and the Federal Reserve Bank of Chicago. This event has become an increasingly relevant international forum to discuss key challenges surrounding central clearing.</span></p>
UK CCPs: HM Treasury consults on expanded resolution regime - HM Treasury is consulting on an expanded resolution regime for central counterparties (CCPs). HM Treasury intends.
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