Latest Breaking News On - தள்ளுபடி கோரிக்கை - Page 1 : comparemela.com

To embed, copy and paste the code into your website or blog: The SEC has restored the authority of senior Division of Enforcement officials to initiate investigations without requiring approval by the SEC. This authority was originally established in 2009, but later revoked in 2017. On February 9, then-acting SEC Chair Allison Herren Lee reestablished senior enforcement staff’s ability to issue subpoenas and take sworn testimony sua sponte. This approach will likely decentralize and accelerate the approval process for investigations and enhance the Enforcement Division’s investigative autonomy. Days later, the SEC also reversed course as to its procedure for waiving automatic disqualifications that the federal securities laws and regulations impose on so-called bad actors. On February 11, Lee announced that a settling party may no longer request joint consideration of enforcement action settlement offers with waiver requests. This reinstitutes a bifurcated process to consider

Elad roismanHester peirceGary genslerAllison herren leeJay claytonRetirement solutionsEnforcement divisionDivision of enforcementMay considerSimultaneous settlement offerWaiver requestஎலத் ரோஸ்மேன்ஹெஸ்டர் பியர்ஸ்அல்லிசன் ஹெரன் லீஜெய் களிமண்ஓய்வு தீர்வுகள்