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REED SMITH LLP: Reed Smith partner Matt Mohn selected to 20 People to Know list by Pittsburgh Business Times

Retirement Industry People Moves

John M. D’Agostino has joined Pentegra as a regional director.  D’Agostino will focus on expanding Pentegra’s qualified plan sales and fiduciary partnerships throughout the Midwest. He will report directly to John J. Schafer, vice president, national sales director. In making the announcement, Pentegra Executive Vice President Matt Mintzer says, “John has earned incredible trusted relationships over the decades. He will help set the tone for us, as we move further into the larger specialist adviser market segments. It’s great to be working with him again.” Most recently, D’Agostino served as a sales partner with Liquid Strategies, an exchange-traded fund (ETF) asset manager based in Chicago. D’Agostino previously held sales leadership roles at Northwestern Mutual, JPMorgan Chase and Alliance Bernstein.

ON THE MOVE: InvestX Hires Brian Schaeffer; Scott Anderson to Finra

Traders Magazine 0 Shares InvestX, an investment platform that empowers broker-dealers and advisors to invest and trade in pre-IPO companies through a centralized marketplace, appointed Brian Schaeffer as Managing Director, Head of Business Development. A 20+ year capital markets veteran, Schaeffer was most recently Founder and President of Clearpool Group, an algorithmic trading platform that was purchased by Bank of Montreal in April 2020. He began his career from the ground up as a trading clerk, later becoming a top specialist on the New York Stock Exchange. He also worked as a TV analyst on CNBC before becoming CEO of Van der Moolen Capital Markets, one of the largest listed global trading and technology companies, which was sold to Lehman Brothers in 2007.

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