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InvestX, an investment platform that empowers broker-dealers and advisors to invest and trade in pre-IPO companies through a centralized marketplace, appointed
Brian Schaeffer as Managing Director, Head of Business Development. A 20+ year capital markets veteran, Schaeffer was most recently Founder and President of Clearpool Group, an algorithmic trading platform that was purchased by Bank of Montreal in April 2020. He began his career from the ground up as a trading clerk, later becoming a top specialist on the New York Stock Exchange. He also worked as a TV analyst on CNBC before becoming CEO of Van der Moolen Capital Markets, one of the largest listed global trading and technology companies, which was sold to Lehman Brothers in 2007.
CFTC Chief Of Staff And Chief Operating Officer Jaime Klima To Depart Agency In January Date
18/12/2020
The Commodity Futures Trading Commission today announced that Jaime L. Klima, the CFTC’s Chief of Staff and Chief Operating Officer, will depart the agency for a role in the private sector next month. Ms. Klima has served in her executive leadership role since joining the agency in July 2019, where in addition to being the lead advisor to Chairman and Chief Executive Heath P. Tarbert on legal, policy, and administrative matters, she has been responsible for managing the daily operations of the agency and overseeing its nearly 1,000 personnel.
Intercontinental Exchange Appoints Jaime L. Klima As Chief Regulatory Officer Of NYSE Group Date
18/12/2020
Intercontinental Exchange, Inc. (NYSE: ICE), a leading operator of global exchanges and clearing houses and provider of mortgage technology, data and listings services, announced today that Jaime L. Klima has been named Chief Regulatory Officer of NYSE Group, where she will oversee the work of its independent regulatory unit, NYSE Regulation.
Klima will join the NYSE from the Commodity Futures Trading Commission (CFTC), where she is Chief of Staff and Chief Operating Officer. In this executive position, she manages the agency’s daily operations, overseeing a staff of approximately 1,000, and serves as the CFTC Chairman’s lead advisor. Earlier in her career, Klima had senior roles at the Securities and Exchange Commission, including Chief Counsel to the Chairman. She was also Counsel at Wilmer Cutler Pickering Hale and Dorr LLP.
Traders Magazine
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ATLANTA & NEW YORK–(BUSINESS WIRE)– Intercontinental Exchange, Inc. (NYSE: ICE), a leading operator of global exchanges and clearing houses and provider of mortgage technology, data and listings services, announced today that Jaime L. Klima has been named Chief Regulatory Officer of NYSE Group, where she will oversee the work of its independent regulatory unit, NYSE Regulation.
Klima will join the NYSE from the Commodity Futures Trading Commission (CFTC), where she is Chief of Staff and Chief Operating Officer. In this executive position, she manages the agency’s daily operations, overseeing a staff of approximately 1,000, and serves as the CFTC Chairman’s lead advisor. Earlier in her career, Klima had senior roles at the Securities and Exchange Commission, including Chief Counsel to the Chairman. She was also Counsel at Wilmer Cutler Pickering Hale and Dorr LLP.