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Dissenting Statement Of CFTC Commissioner Caroline D. Pham On Event Contracts Proposal

Dissenting Statement Of CFTC Commissioner Caroline D. Pham On Event Contracts Proposal
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Statement Of CFTC Chairman Rostin Behnam Regarding Proposed Event Contracts Rulemaking

Statement Of CFTC Chairman Rostin Behnam Regarding Proposed Event Contracts Rulemaking
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Dissenting Statement Of CFTC Commissioner Caroline D. Pham On Large Trader Reporting Rule

Dissenting Statement Of CFTC Commissioner Caroline D. Pham On Large Trader Reporting Rule
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Opening Statement Of CFTC Chairman Rostin Behnam Regarding June 7th Open Meeting

<p><span>Good morning.&nbsp; Today, the Commission will consider four matters &ndash; one final rule, two notices of proposed rulemaking, and one proposed order and request for comment &ndash; as we continue to work through the aggressive agenda I laid out in early February.</span></p>

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CFTC Orders JPMorgan To Pay $75 Million For Widespread Use By Employees Of Unapproved Communication Methods And Related Recordkeeping And Supervision Failures - JPMorgan Admits Employees Used Texts And WhatsApp on Personal Devices To Conduct Business

The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC, and J.P. Morgan Securities plc (collectively, JPMorgan), for failing to maintain, preserve, and produce records that were required to be kept under CFTC recordkeeping requirements, and failing to diligently supervise matters related to its businesses as CFTC registrants.

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