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SEC Proposes Sweeping Regulations Regarding SPAC and De-SPAC Transactions that Could Have a Chilling Effect on SPACs and Other Market Participants | Morrison & Foerster LLP

On March 30, 2022, the U.S. Securities and Exchange Commission (SEC) proposed new rules and amendments relating to special purpose acquisition companies (SPACs). The SEC indicated.

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SEC Proposes Sweeping New Regulatory and Enforcement Regime for Private Funds and Private Market Participants | Quinn Emanuel Urquhart & Sullivan, LLP

Over a two week period at the end of January and beginning of February, the U.S. Securities and Exchange Commission (“SEC” or “Commission”) proposed new rules and rule amendments that.

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SEC Proposed Form PF Amendments Kick Off SEC Chair Gensler s Push for Increased Transparency for Private Funds | Troutman Pepper

On January 26, the SEC approved proposed amendments to Investment Advisers Act Rule 204(b)-1 and Form PF to require prompt reporting of certain extraordinary events that may signal.

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Increased Scrutiny on Greenwashing | Husch Blackwell LLP

Greenwashing is under increased scrutiny at the Securities and Exchange Commission (SEC) and the Federal Trade Commission (FTC). Greenwashing is clearly damaging to consumers and.

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SPAC Sweeps: FINRA Releases Guidance After Announcing Its Latest Series of Targeted Exams | King & Spalding

After a period of astounding growth in the special purpose acquisition company (SPAC) market, FINRA recently joined the SEC in announcing further scrutiny of broker-dealers and their.

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