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U S SEC Decision to Withdraw MiFID Relief Causing Turmoil for Research Providers and for Users of Research Services | King & Spalding

The EU Markets in Financial Instruments Directive II (“MiFID II”), which came into effect on January 3, 2018, raised concerns that U.S. broker-dealers that would receive “hard dollars”.

Steven blauWilliam birdthistleResearch analystsResearch payment accountFinancial markets associationClient commission arrangements ccasDivision of investment managementFinancial instruments directiveAdvisers actInvestment advisers actInvestment managementDirector birdthistleSecurities industryHard dollarsInvestment advisersAdvisers act section

Broker-Dealer Research: MiFID-Related Hard Dollar SEC Investment Adviser Status Relief to End in July 2023 | King & Spalding

The EU Markets in Financial Instruments Directive II (“MiFID II”), which came into effect on January 3, 2018, raised concerns that U.S. broker-dealers that would receive “hard dollars”.

William birdthistleSteven blauResearch payment accountClient commission arrangements ccasDivision of investment managementResearch analystsFinancial instruments directiveAdvisers actInvestment managementAdvisers act sectionDirector birdthistleClient commission arrangementsAct sectionFinancial markets ass nAction letterBroker dealer regulation

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