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U S SEC Decision to Withdraw MiFID Relief Causing Turmoil for Research Providers and for Users of Research Services | King & Spalding

The EU Markets in Financial Instruments Directive II (“MiFID II”), which came into effect on January 3, 2018, raised concerns that U.S. broker-dealers that would receive “hard dollars”.

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Pizza Or Pizza? Statement On Investment Company Names, SEC Commissioner Hester M Peirce, Sept 20, 2023

Pizza Or Pizza? Statement On Investment Company Names, SEC Commissioner Hester M Peirce, Sept 20, 2023
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

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Investment Management Update - April 2023 | Skadden, Arps, Slate, Meagher & Flom LLP

SEC Rules and Amendments - Liquidity Rule Amendments: Interval Funds to the Rescue? On November 2, 2022, the Securities and Exchange Commission (SEC) voted.

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Investment Management Update

In this issue, we cover regulatory developments impacting the investment management sector, including closed-end fund product development…

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Voting Obsession: Statement On Final Enhanced Reporting Of Proxy Votes By Registered Management Investment Companies - Reporting Of Executive Compensation Votes By Institutional Investment Managers, SEC Commissioner Hester M Peirce, Nov 2, 2022

<p><span>Thank you, Chair Gensler. Director Birdthistle, congratulations on such a remarkable team. So remarkable is the team that I want to take a moment to recognize an impressive achievement by the Division of Investment Management—four rulemakings between this week’s and last week’s open meetings. All of these rules are substantial. I cannot overstate what a feat the teams have accomplished in an extremely compressed time period. Rulewriters’ midnight oil has been burning for many months now. Complementing their work are the intense efforts of many others across the Division—including staff in DRAO and the Chief Counsel’s Office charged with working with funds and advisers as they implement new rules—and across the Commission. Countless people have poured themselves into these rulemakings. The Division of Economic and Risk Analysis and the Office of General Counsel are under tremendous pressure to pro

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