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2021 Election Process Overview
Summary
FINRA conducts annual elections to fill positions on its Regional Committees, the Small Firm Advisory Committee (SFAC), the National Adjudicatory Council (NAC)
1 and the FINRA Board of Governors (FINRA Board). This
Notice provides:
an overview of each elected vacancy to be filled in 2021; and
a summary of how eligible individuals can become candidates for election.
FINRA will issue an
Election Notice describing the nomination and election procedures for each specific election at the start of each election cycle. Individuals interested in being considered for nomination to positions on the Regional Committees, SFAC, NAC or FINRA Board may submit an indication of interest through FINRA’s online Engagement Portal.