Summary The annual meeting of FINRA firms will take place on or about Friday, August 19, 2022, to elect one Large Firm Governor and one Small Firm Governor to the FINRA Board of Governors (FINRA Board). A formal notice of the meeting, including the precise date, time and location, will be mailed to executive representatives on or about Wednesday, July 20, 2022.
I appreciate FINRA’s efforts to involve the public in the regulatory process and the opportunity to submit a public comment regarding Regulatory Notice 22-08.
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2021 Election Process Overview
Summary
FINRA conducts annual elections to fill positions on its Regional Committees, the Small Firm Advisory Committee (SFAC), the National Adjudicatory Council (NAC)
1 and the FINRA Board of Governors (FINRA Board). This
Notice provides:
an overview of each elected vacancy to be filled in 2021; and
a summary of how eligible individuals can become candidates for election.
FINRA will issue an
Election Notice describing the nomination and election procedures for each specific election at the start of each election cycle. Individuals interested in being considered for nomination to positions on the Regional Committees, SFAC, NAC or FINRA Board may submit an indication of interest through FINRA’s online Engagement Portal.