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Statement On Final Rules Regarding The Further Definition Of A Dealer-Trader, SEC Chair Gary Gensler, Feb 6, 2024

Statement On Final Rules Regarding The Further Definition Of A Dealer-Trader, SEC Chair Gary Gensler, Feb 6, 2024
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MIL-OSI USA: Statement on Final Rules Regarding the Further Definition of a Dealer-Trader

MIL-OSI USA: Statement on Final Rules Regarding the Further Definition of a Dealer-Trader
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Statement On Proposed Rules Regarding Treasury Clearing, SEC Chair Gary Gensler, Sept 14, 2022

Today, the Commission will consider whether to propose standards for covered clearing agencies (also known as clearinghouses) regarding the clearance of certain trades involving U.S. Treasury securities. I am pleased to support these rules because, if adopted, they would help to make a vital part of our capital markets more efficient, competitive, and resilient.

New yorkUnited statesRoy cheruvelilHolly millerMeridith mitchellSean bennettMike macchiaroliRoberta uffordElizabeth fitzgeraldAndrew glickmanDavid stevensBryan amesAndrea orrMary ann callahanViktoria baklanovaBurt porter

Statement On The Further Definition Of A Dealer-Trader, SEC Chair Gary Gensler, March 28, 2022

Today, the Commission unanimously proposed two rules further defining a dealer to help identify principal trading firms (PTFs) and firms conducting similar activities that must register with the SEC. I was pleased to support this proposal because I believe it reflects Congress’s statutory intent that firms engaging in important liquidity-providing roles in the securities markets, including in the U.S. Treasury market, be registered with the Commission. Further, requiring all firms that regularly make markets, or otherwise perform important liquidity-providing roles, to register as dealers or government securities dealers also could help level the playing field among firms and enhance the resiliency of our markets.

New yorkUnited statesScott thompsonEmily westerberg russellJennifer porterMeredith mitchellRobert millerAinsley kerrLauren mooreDan berkovitzMeredith macvicarIlia rainerMichael neusKatherine leskerShauna sappingtonElena stojic

Statement On Government Securities Alternative Trading Systems, SEC Chair Gary Gensler, Jan 26, 2022

Today, the Commission is considering amendments to include significant Treasury markets platforms within Regulation ATS. I support these amendments because, if adopted, they would help promote resiliency and greater access in the Treasury market. We’re also considering modernizing our rules related to the definition of an exchange. Over the decades since Congress put in place the definition of an exchange, there have been many changes to platforms — in particular, that they are increasingly electronified. I think it’s important that we revise the SEC’s rules to reflect those changes.

New yorkUnited statesMeridith mitchellSean bennettDavid shillmanElizabeth fitzgeraldMichael walzMegan mitchellChantal hernandezMarie louise huthJohn ritterSteven gibsonDavid garciaSara gillis hawkinsLauren mooreDan berkovitz