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FINRA And MSRB Propose Shortening Trade Reporting Timeframes For Certain Fixed Income Securities Transactions - Securities

On August 2, 2022, FINRA proposed to amend FINRA Rule 6730(a)(1) to reduce the Trade Reporting and Compliance Engine ("TRACE") reporting timeframe for transactions in "TRACE-Eligible Securities".

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Reverberations Felt from SEC s SPAC Proposal Even Before Rules Are Adopted | Bass, Berry & Sims PLC

In March 2022, the Securities and Exchange Commission (SEC) proposed sweeping new rules to regulate the disclosures and liabilities associated special purpose acquisition companies.

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Form 10-12G Alternative Fuel Technol

Form 10-12G Alternative Fuel Technol
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SEC rule amendments to require electronic submission of Form 144 filings and glossy annual reports

The SEC recently adopted rule amendments that will require registrants and other persons to file or otherwise submit electronically via EDGAR a…

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SEC faces pushback on SPAC rules

SEC faces pushback on SPAC rules
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