See Securities Exchange News Today : Breaking News, Live Updates & Top Stories | Vimarsana

The Clock is Ticking on Equity Market Reform - Traders Magazine

By John Ramsay Chief Market Policy Officer at IEX.

United statesJohn ramsayGeorgew bushYork stock exchangeDivision of tradingNational market systemSee securities exchange act release noMarket structure advisory committeeNew york stock exchangeSee securities exchangeChief market policy officerHurricane katrinaNew orleansHas changed sinceFrom ticksSecurities exchange act

Beginning an Internal Investigation: The US Perspective

Global Investigations Review (GIR) is the hub for global coverage of corporate investigations and their aftermath. Keep up to date with significant developments in the corporate investigations world.

New yorkUnited statesRio tintoHong kongNew jerseyLisa monacoSallyq yatesArbeitsverfassungsgesetz arbMark filipRobertd mccallumEric holderPaulj mcnultyLeslier caldwellBrucee yannettLarryd thompsonDavid sarratt

FINRA And MSRB Propose Shortening Trade Reporting Timeframes For Certain Fixed Income Securities Transactions - Securities

On August 2, 2022, FINRA proposed to amend FINRA Rule 6730(a)(1) to reduce the Trade Reporting and Compliance Engine ("TRACE") reporting timeframe for transactions in "TRACE-Eligible Securities".

Gary genslerAgency passExchange commissionMarket data centerAgency debtUs department of the treasuryFinancial industry regulatory authoritySee securities exchangeProposed changes would require reportingOne minuteTrade reportingCompliance engineMunicipal securities rulemakingLegal updateEligible securitiesEligible security

Global Investigations Review - The Practitioner s Guide to Global Investigations

Global Investigations Review (GIR) is the hub for global coverage of corporate investigations and their aftermath. Keep up to date with significant developments in the corporate investigations world.

New yorkUnited statesRio tintoHong kongSallyq yatesArbeitsverfassungsgesetz arbMark filipRobertd mccallumEric holderPaulj mcnultyLeslier caldwellBrucee yannettDavid sarrattLarryd thompsonLeslie caldwellNational institute on white collar crime

LIBOR Transition: (Bet You Didn t Know) Municipal Advisors and Underwriters Duties | Arent Fox

LIBOR Transition: (Bet You Didn t Know) Municipal Advisors and Underwriters Duties | Arent Fox
jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.

Ronaldw smithLesliem norwoodOffice of compliance inspectionsRisk examination teamDivision of examinationsOffice of municipal securitie staff statementExamination initiativeGovernment finance officers associationSecurities exchangeFinancial markets associationSee securities exchangeFor our complete archiveSolicitor municipal advisorsSecurities rulemaking boardMunicipal advisorsRisk alert