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Latest Breaking News On - Sarah bessin - Page 1 : comparemela.com
New SEC dealer rule sparks concern | Investment Executive
Fund industry critics worry about rules' impact on liquidity, costs
Hester-peirce
Gary-gensler
Jack-inglis
Sarah-bessin
Investment-management-association
Investment-company-institute
Alternative-investment-management-association
New SEC dealer rule sparks concern
Fund industry critics worry about rules' impact on liquidity, costs
Hester-peirce
Sarah-bessin
James-langton
Jack-inglis
Gary-gensler
Exchange-commission
Investment-management-association
Investment-company-institute
Alternative-investment-management-association
Regulatory issues for fund industry not unique to Canada
Total cost reporting, ESG challenges discussed at IFIC conference
Canada
Canadian
Jonathan-lipkin
Shalomi-abraham
Sarah-bessin
Cost-transparency-initiative
Investment-association
Investment-company-institute
Invesco
Exchange-commission
Client-relationship-model-phase
Pollara-insights
Industry groups question SEC trading-execution reforms
SEC proposals designed to reform execution of equity orders are getting strong pushback from financial industry groups.
United-states
American
Kevin-ercoline
Sarah-bessin
Ellen-greene
Kenneth-bentsen-jr
Eric-pan
Gary-gensler
Christopher-iacovella
American-securities-association
Investment-company-institute
Financial-markets-association
SEC Approves New Rules for Proxy Voting | Chief Investment Officer
The new rule requires institutional investment managers to disclose their proxy votes on executive compensation and makes updates to Form NP-X.
William-birdthistle
Sarah-bessin
Caroline-crenshaw
Jessica-wachter
Exchange-commission
Institutional-shareholder-services
Division-of-investment-management
Division-of-economic
Investment-company-institute
Investment-company
Investment-management
Dodd-frank-wall-street-reform
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