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SEC To Ban Exchange Volume-Based Pricing Tiers - Securities

On October 18, 2023, the SEC proposed new Exchange Act Rule 6b-1, which, if adopted, would prohibit national securities exchanges like NYSE and Nasdaq from charging members.

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SEC to Ban Exchange Volume-Based Pricing Tiers | Goodwin

While the SEC meddling in industry pricing and other commercial matters is not a new phenomenon, a recent SEC proposal reflects an enhanced willingness by the agency to tightly grip the.

United statesExchange act ruleDivision of tradingRegulation best interestRegulation best executionExchange act

Statement On The Denial Of A Rulemaking Petition Submitted On Behalf Of Coinbase Global, Inc , SEC Chair Gary Gensler, Dec 15, 2023

Statement On The Denial Of A Rulemaking Petition Submitted On Behalf Of Coinbase Global, Inc , SEC Chair Gary Gensler, Dec 15, 2023
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Final SEC Rules on AI, ESG Scheduled for April

Final rules for numerous SEC proposals, including rules on AI-related conflicts and ESG disclosures, could come as early as April of next year.

United statesGary genslerPurpose acquisition companiesUs chamberConsumer federation of americaFinancial markets associationWhite house office of managementFinancial services instituteWhite house officeConsumer federationSecurities industryRegulation best executionSpecial purpose acquisition companies

Senate Appropriations Committee Advances Funding for SECURE 2 0 Lost and Found

The committee’s spending bill appropriates $14 million for the creation of a retirement account database.

Kevin mccarthyJoe bidenDepartment of laborDepartment of the treasurySenate appropriations committeeExchange commissionHouse appropriations committee onFinancial servicesHouse appropriations committeeGeneral government subcommitteeInflation reduction actPresident joe bidenHouse speaker kevin mccarthyRegulation best execution