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SEC, NASAA, And FINRA Offer Free Resource To Securities Firms To Assist In Detection, Prevention And Reporting Of Financial Exploitation Of Seniors - Regulators Providing Free Training In Recognition Of World Elder Abuse Awareness Day; Program Aims To Assist Firms In Implementing Requirements Of Senior Safe Act
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Gary Gensler, former chair of the Commodity Futures Trading Commission, was confirmed by the US Senate as chair of the Securities and Exchange Commission. A warm congratulations to Gary Gensler on his Senate confirmation to become Chair of the SEC. He will be joining a dedicated staff that works tirelessly day in and day out on behalf of investors and our markets. 1/2 SEC News (@SEC News) April 14, 2021
My colleague, Jasmin Sethi, has some thoughts for the new SEC Commissioner. https://t.co/6dzRwaYuBf Aron Szapiro (@AronSzapiro) April 14, 2021
Morningstar said: “In 2020, the SEC took steps to advance both investor choice and investor protection. Now, the new SEC chair will have to determine if the former has gone too far in hindering the latter.”
FINRA Statement Regarding Confirmation Of Gary Gensler As SEC Chairman Date
14/04/2021
We congratulate Gary Gensler on his confirmation as Chairman of the Securities and Exchange Commission. Chairman Gensler brings to the Commission an outstanding record of public service, deep expertise in the functioning of our capital markets, and consistent advocacy for the interests of investors. We look forward to working with Chairman Gensler to advance our shared mission of protecting investors and ensuring market integrity.
– Robert W. Cook, FINRA President and CEO
Indiana man pleads guilty in crash that killed his 2 kids
April 7, 2021
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HARTFORD CITY, Ind. (AP) An eastern Indiana man charged in the crash deaths of his two young children has pleaded guilty to charges that he had drugs in his system when his pickup truck was involved in last year s fiery crash.
Robert W. Cook, 37, of Montpelier pleaded guilty Monday to two counts each of causing death when driving with a controlled substance in his system and possession of methamphetamine, and a single count of dealing in a narcotic drug, the Star Press reported.
A Blackford Circuit Court judge who will decide whether to accept Cook’s guilty pleas tentatively set his sentencing for May 3. Under Cook s plea agreement, prosecutors would dismiss 10 other charges, including two counts of reckless homicide, he faces in the deadly October 2020 crash.
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