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Regulators Release Training To Spot Financial Exploitation of Seniors

The SEC, FINRA and NASAA released new training to help firms and financial services professionals spot instances of financial exploitation of seniors.

United statesLisa hopkinsGary genslerKristen standiferExchange commissionConsumer financial protection bureauWashington state securities divisionSenior issues committeeFinancial industry regulatory authorityAmerican securities administrators associationReporting financial exploitationVulnerable adult investorsSafe actIssues committeeSenior safeSenior safe act

SEC, NASAA, and FINRA Offer Free Resource to Securities Firms to Assist in Detection, Prevention and Reporting of Financial Exploitation of Seniors

SEC, NASAA, and FINRA Offer Free Resource to Securities Firms to Assist in Detection, Prevention and Reporting of Financial Exploitation of Seniors
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Puerto ricoUnited statesDistrict of columbiaBlue skyWest virginiaJeanne hamrickLisaa hopkinsRobertw cookTaisha johnsonGary genslerExchange commissionStrategic communicationsVirginia state auditors officeDc newsfile corpFinancial industry regulatory authorityAmerican securities administrators association

SEC, NASAA, And FINRA Offer Free Resource To Securities Firms To Assist In Detection, Prevention And Reporting Of Financial Exploitation Of Seniors - Regulators Providing Free Training In Recognition Of World Elder Abuse Awareness Day; Program Aims To Assist Firms In Implementing Requirements Of Senior Safe Act

SEC, NASAA, And FINRA Offer Free Resource To Securities Firms To Assist In Detection, Prevention And Reporting Of Financial Exploitation Of Seniors - Regulators Providing Free Training In Recognition Of World Elder Abuse Awareness Day; Program Aims To Assist Firms In Implementing Requirements Of Senior Safe Act
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United statesWest virginiaLisaa hopkinsRobertw cookGary genslerExchange commissionVirginia state auditor officeFinancial industry regulatory authorityAmerican securities administrators associationWorld elder abuse awareness daySenior safeReporting financial exploitationVulnerable adult investorsSenior safe actEconomic growthRegulatory relief

SEC, FINRA, NASAA Launch Senior Safe Act Training Program

SEC, FINRA, NASAA Launch Senior Safe Act Training Program
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United statesExchange commissionFinancial industry regulatory authorityAmerican securities administrators associationWhat you needSenior safeReporting financial exploitationVulnerable adult investorsSenior safe actEconomic growthRegulatory reliefConsumer protection actWorld financial elder abuse awarenessஒன்றுபட்டது மாநிலங்களில்பரிமாற்றம் தரகுநிதி தொழில் ஒழுங்குமுறை அதிகாரம்