In a decision that left out the details of alleged discrimination and tensions within the firm, a FINRA arbitration panel granted the broker's expungement request.
It's virtually unheard-of for financial services companies to go after their own lawyers, who wield immense power over their secrets. One expert calls it "playing with fire."
Raymond James advisor, spouse win FINRA arbitration award financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.