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Cetera ordered to pay broker $3M in FINRA arbitration case
A 38-year veteran financial advisor won a significant award in FINRA arbitration after a brokerage claimed he made unauthorized trades.
United states
Steven gomberg
Fasanella brokercheck
Robert herskovits
Lynch thompson
Gerald fasanella
Jenice malecki
Disclosure department
Cetera financial group
Cetera advisors
Fargo advisors
Heron financial partners
Herskovits attorneys
Malecki law
Central registration depository
Regulation and compliance
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