The round was co-led by Pivot Investment Partners and UBS NEW YORK, March 7, 2023 /PRNewswire/ Droit, a technology firm at the forefront of computational law and regulation, today announced
On Friday, October 7, the Securities and Exchange Commission (SEC) reopened the public comment period for eleven proposed rules whose comment periods closed after March 21, 2022.
In this issue, we cover regulatory developments impacting the investment management sector, including the Securities and Exchange Commission’s (SEC’s) focus on the annual 15(c) advisory.
The SEC recently announced that it is reopening comment periods on 11 rule proposals and one request for comment, including proposals related to SPAC projections, climate change.