On February 10, 2022, the U.S. Securities and Exchange Commission (“SEC”) proposed amendments designed to modernize the rules governing beneficial ownership reporting. Section 13 of the.
Compliance Today (May 2022) - Would a law that makes it illegal to mislead the chief compliance officer (CCO) help or hinder the mission of the compliance function? We.
A recent decision by the SEC will promote transparency as its cure for misuse of derivatives. Market participants are concerned that transparency will enable those who might manipulate markets by letting them know the positions and strategies of market participants.
If adopted, the proposals will likely impact market practices - In a trinity of proposing releases rolled out in less than three months, the SEC has comprehensively.
they need to be held accountable. i don t it s not my job to talk about sentences and all that stuff, but paint a public picture about what happened and just lay all the facts out and let s go from there, because there s so much stuff that we do not know. just think about the things we don t know now. think about what we didn t know last january 6th. excuse me, january 7th. think about what we ll know on january 7th, 2023. there s so much stuff that needs to come out. and that s why i m pushing for the facts to come out. wherever they lead. in terms of that, one of the things, and this is from my position reporting on this and observing it at a remove and not you having gone through it, is there seemed at least after the crowd was cleared, and in the well that night, and in the days after, a consensus, pretty broad consensus that this was horrific, it was unprecedented, it was un-american.